Market Conduct
In today's ever-evolving regulatory landscape, ethical and compliant business practices are paramount. Our specialized Market Conduct function is here to provide you with the expertise you need to excel in this critical arena.
We understand the importance of market conduct in today's financial landscape, and we're committed to helping you achieve and maintain the highest standards of ethical business practices. Our team remains at the forefront of regulatory developments, enabling us to provide you with tailored solutions that ensure compliance and promote customer-centricity.
Our services include:
Assisting with Market Conduct implementation
TCF outcomes and implementation plans
Compliance reviews to Policyholder Protection Rules
Market Conduct assurance reviews